Insider Trading disclosures for Eargo Inc

The latest disclosure was made by William Brownie in Eargo Inc where a trade of 14 Common Stock done at an average price of $3.2 was reported to US exchanges on Aug. 15, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
William Brownie Interim CEO & COO Sale of securities on an exchange or to another person at price $ 3.21 per share. 15 Aug 2023 14 8,279 - 3.2 45 Common Stock
William Brownie Interim CEO & COO Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 825 0 - - Stock Option (Right to Buy)
William Brownie Interim CEO & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 825 825 - - Stock Option (Right to Buy)
William Brownie Interim CEO & COO Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 93,750 0 - - Stock Option (Right to Buy)
William Brownie Interim CEO & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 93,750 93,750 - - Stock Option (Right to Buy)
William Brownie Interim CEO & COO Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 93,750 0 - - Stock Option (Right to Buy)
William Brownie Interim CEO & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 93,750 93,750 - - Stock Option (Right to Buy)
William Brownie Interim CEO & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 112,500 112,500 - - Stock Option (Right to Buy)
William Brownie Interim CEO & COO Sale of securities on an exchange or to another person at price $ 3.20 per share. 15 Aug 2023 1,500 6,779 - 3.2 4,806 Common Stock
Adam Laponis Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 824 0 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 824 824 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 82,500 0 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 82,500 82,500 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 82,500 0 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 82,500 82,500 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 97,500 97,500 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Sale of securities on an exchange or to another person at price $ 3.21 per share. 15 Aug 2023 19 3,152 - 3.2 61 Common Stock
Mark Thorpe Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 101 101 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 3.33 per share. 15 Aug 2023 3 1,064 - 3.3 10 Common Stock
Mark Thorpe Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 35,000 35,000 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 20,000 20,000 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 20,000 0 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Aug 2023 20,000 20,000 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 20,000 0 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 15 Aug 2023 101 0 - - Stock Option (Right to Buy)
Katherine J. Bayne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 5,000 5,000 - - Stock Option (Right to Buy)
Donald J. Spence Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 5,000 5,000 - - Stock Option (Right to Buy)
David Wu Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 5,000 5,000 - - Stock Option (Right to Buy)
Trit Garg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 5,000 5,000 - - Stock Option (Right to Buy)
Karr Narula Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 5,000 5,000 - - Stock Option (Right to Buy)
Justin Sabet-Peyman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2023 5,000 5,000 - - Stock Option (Right to Buy)
Christian Gormsen Director, President and CEO Sale of securities on an exchange or to another person at price $ 4.69 per share. 17 May 2023 58 6,065 - 4.7 272 Common Stock
William Brownie Chief Operating Officer Sale of securities on an exchange or to another person at price $ 4.71 per share. 17 May 2023 14 8,293 - 4.7 66 Common Stock
Adam Laponis Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.68 per share. 17 May 2023 19 3,171 - 4.7 89 Common Stock
Mark Thorpe Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 4.67 per share. 17 May 2023 3 1,067 - 4.7 14 Common Stock
Christian Gormsen Director, President and CEO Sale of securities on an exchange or to another person at price $ 7.38 per share. 17 Feb 2023 64 6,123 - 7.4 472 Common Stock
William Brownie Chief Operating Officer Sale of securities on an exchange or to another person at price $ 7.40 per share. 17 Feb 2023 15 8,307 - 7.4 111 Common Stock
Adam Laponis Chief Financial Officer Sale of securities on an exchange or to another person at price $ 7.38 per share. 17 Feb 2023 21 3,190 - 7.4 155 Common Stock
Mark Thorpe Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 7.50 per share. 17 Feb 2023 4 1,070 - 7.5 30 Common Stock
Christian Gormsen Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 325,000 325,000 - - Stock Option (Right to Buy)
Christian Gormsen Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 325,000 325,000 - - Stock Option (Right to Buy)
William Brownie Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 93,750 93,750 - - Stock Option (Right to Buy)
William Brownie Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 93,750 93,750 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 82,500 82,500 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 82,500 82,500 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 20,000 20,000 - - Stock Option (Right to Buy)
Mark Thorpe Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 20,000 20,000 - - Stock Option (Right to Buy)
Donald J. Spence Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Dec 2022 117,194 117,194 - - Stock Options (Right to Buy)
Trit Garg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Dec 2022 117,194 117,194 - - Stock Options (Right to Buy)
Karr Narula Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Dec 2022 117,194 117,194 - - Stock Options (Right to Buy)
Justin Sabet-Peyman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Dec 2022 117,194 117,194 - - Stock Options (Right to Buy)
Douglas J. Hughes Director 22 Nov 2022 7,500 0 - - Subscription Rights (right to buy)
Douglas J. Hughes Director 22 Nov 2022 71,363 107,072 - 0.5 35,682 Common Stock
Adam Laponis Chief Financial Officer 22 Nov 2022 4,995 64,222 - 0.5 2,498 Common Stock
Adam Laponis Chief Financial Officer 22 Nov 2022 525 0 - - Subscription Rights (right to buy)
David Wu Director 22 Nov 2022 173,812 192,079 - 0.5 86,906 Common Stock
David Wu Director 22 Nov 2022 8,382 9,263 - 0.5 4,191 Common Stock
David Wu Director 22 Nov 2022 881 0 - - Subscription Rights (right to buy)
David Wu Director 22 Nov 2022 307,921 500,000 - 0.5 153,961 Common Stock
David Wu Director 22 Nov 2022 18,267 0 - - Subscription Rights (right to buy)
Mark Thorpe Chief Accounting Officer 22 Nov 2022 265 0 - - Subscription Rights (right to buy)
Mark Thorpe Chief Accounting Officer 22 Nov 2022 2,521 21,481 - 0.5 1,261 Common Stock
Christian Gormsen Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.52 per share. 17 Nov 2022 2,113 123,755 - 0.5 1,099 Common Stock
William Brownie Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.52 per share. 17 Nov 2022 484 192,187 - 0.5 252 Common Stock
Adam Laponis Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.52 per share. 17 Nov 2022 687 59,227 - 0.5 357 Common Stock
Mark Thorpe Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 0.51 per share. 17 Nov 2022 86 18,960 - 0.5 44 Common Stock
A. Brooke Seawell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2022 74,074 74,074 - - Stock Options (Right to Buy)
Katherine J. Bayne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2022 74,074 74,074 - - Stock Options (Right to Buy)
Joshua Makower Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2022 74,074 74,074 - - Stock Options (Right to Buy)
Douglas J. Hughes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2022 74,074 74,074 - - Stock Options (Right to Buy)
David Wu Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Oct 2022 74,074 74,074 - - Stock Options (Right to Buy)
A. Brooke Seawell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Aug 2022 74,805 74,805 - - Stock Options (Right to Buy)
Katherine J. Bayne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Aug 2022 74,805 74,805 - - Stock Options (Right to Buy)
Joshua Makower Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Aug 2022 74,805 74,805 - - Stock Options (Right to Buy)
Nina L. Richardson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Aug 2022 74,805 74,805 - - Stock Options (Right to Buy)
Douglas J. Hughes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Aug 2022 74,805 74,805 - - Stock Options (Right to Buy)
David Wu Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Aug 2022 74,805 74,805 - - Stock Options (Right to Buy)
William Brownie Chief Operating Officer Sale of securities on an exchange or to another person at price $ 1.32 per share. 16 Aug 2022 25,750 166,921 - 1.3 34,008 Common Stock
David Wu Director Sale of securities on an exchange or to another person at price $ 0.95 per share. 11 Aug 2022 10,120 1,542,259 - 1.0 9,622 Common Stock
David Wu Director Other type of transaction at price $ 0.00 per share. 11 Aug 2022 1,542,259 0 - 0 Common Stock
David Wu Director Other type of transaction at price $ 0.00 per share. 11 Aug 2022 11,910 11,910 - 0 Common Stock
David Wu Director Other type of transaction at price $ 0.00 per share. 11 Aug 2022 11,910 0 - 0 Common Stock
David Wu Director Other type of transaction at price $ 0.00 per share. 11 Aug 2022 1,694 1,694 - 0 Common Stock
David Wu Director Other type of transaction at price $ 0.00 per share. 11 Aug 2022 17,454 19,148 - 0 Common Stock
Nina L. Richardson Director Sale of securities on an exchange or to another person at price $ 3.52 per share. 14 Mar 2022 3,886 0 - 3.5 13,679 Common Stock
Christian Gormsen Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.01 per share. 09 Mar 2022 1,301 129,162 - 4.0 5,217 Common Stock
Christian Gormsen Director, President and CEO Sale or transfer of securities back to the company at price $ 4.01 per share. 09 Mar 2022 1,874 130,463 - 4.0 7,515 Common Stock
Christian Gormsen Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.55 per share. 09 Mar 2022 2,196 126,966 - 1.6 3,404 Common Stock
Christian Gormsen Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. 09 Mar 2022 1,098 125,868 - 1.1 1,252 Common Stock
William Brownie Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.55 per share. 09 Mar 2022 504 192,923 - 1.5 781 Common Stock
William Brownie Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.01 per share. 09 Mar 2022 306 193,427 - 4.0 1,227 Common Stock
William Brownie Chief Operating Officer Sale or transfer of securities back to the company at price $ 4.01 per share. 09 Mar 2022 725 193,733 - 4.0 2,907 Common Stock
William Brownie Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. 09 Mar 2022 252 192,671 - 1.1 287 Common Stock
Adam Laponis Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.55 per share. 09 Mar 2022 714 60,271 - 1.6 1,107 Common Stock
Adam Laponis Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.01 per share. 09 Mar 2022 423 60,985 - 4.0 1,696 Common Stock
Adam Laponis Chief Financial Officer Sale or transfer of securities back to the company at price $ 4.01 per share. 09 Mar 2022 608 61,408 - 4.0 2,438 Common Stock
Adam Laponis Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.14 per share. 09 Mar 2022 357 59,914 - 1.1 407 Common Stock
Mark Thorpe Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.13 per share. 09 Mar 2022 45 19,046 - 1.1 51 Common Stock
Mark Thorpe Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.55 per share. 09 Mar 2022 87 19,091 - 1.6 135 Common Stock
Mark Thorpe Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. 09 Mar 2022 52 19,178 - 4.0 209 Common Stock
Mark Thorpe Chief Accounting Officer Sale or transfer of securities back to the company at price $ 4.01 per share. 09 Mar 2022 75 19,230 - 4.0 301 Common Stock
Nina L. Richardson Director Sale of securities on an exchange or to another person at price $ 4.85 per share. 14 Dec 2021 3,500 3,886 - 4.9 16,975 Common Stock
Nina L. Richardson Director Sale of securities on an exchange or to another person at price $ 20.32 per share. 14 Sep 2021 3,000 7,386 - 20.3 60,960 Common Stock
William Brownie Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.55 per share. 31 Aug 2021 13,500 194,458 - 2.6 34,425 Common Stock
William Brownie Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.41 per share. 31 Aug 2021 10,696 180,958 - 1.4 15,081 Common Stock
William Brownie Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Aug 2021 13,500 32,166 - - Stock Option (Right to Buy)
William Brownie Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Aug 2021 10,696 7,637 - - Stock Option (Right to Buy)
Christian Gormsen Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.63 per share. 17 Aug 2021 1,102 132,337 - 24.6 27,139 Common Stock
William Brownie Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.63 per share. 17 Aug 2021 252 170,262 - 24.6 6,206 Common Stock
Adam Laponis Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.54 per share. 17 Aug 2021 359 62,016 - 24.5 8,809 Common Stock
Adam Laponis Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2021 10,000 133,692 - - Stock Option (Right to Buy)
Adam Laponis Chief Financial Officer Sale of securities on an exchange or to another person at price $ 38.43 per share. 29 Jun 2021 10,000 60,568 - 38.4 384,300 Common Stock
Adam Laponis Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.55 per share. 29 Jun 2021 10,000 70,568 - 2.6 25,500 Common Stock
Katie J. Bayne Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2021 10,325 10,325 - - Stock Option (Right to Buy)
Joshua Makower Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 May 2021 30,000 30,000 - 0 Common Stock
Joshua Makower Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 May 2021 508 508 - 0 Common Stock
Joshua Makower Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 May 2021 30,000 0 - 0 Common Stock
Joshua Makower Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 May 2021 2,000,000 4,520,019 - 0 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 17 May 2021 1,504 3,008 - 0 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 17 May 2021 3,508 7,016 - 0 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 17 May 2021 1,000,000 1,918,691 - 0 Common Stock
Christian Gormsen Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.99 per share. 17 May 2021 1,114 131,234 - 34.0 37,865 Common Stock
William Brownie Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.93 per share. 17 May 2021 256 168,527 - 33.9 8,687 Common Stock
Adam Laponis Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.99 per share. 17 May 2021 362 60,568 - 34.0 12,303 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 57.53 per share. 30 Apr 2021 24,950 3,018,691 - 57.5 1,435,374 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 57.14 per share. 30 Apr 2021 450 2,996,686 - 57.1 25,713 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 56.65 per share. 30 Apr 2021 2,163 2,997,136 - 56.7 122,534 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 55.36 per share. 30 Apr 2021 1,558 2,999,299 - 55.4 86,251 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 54.37 per share. 30 Apr 2021 17,834 3,000,857 - 54.4 969,635 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 56.16 per share. 30 Apr 2021 24,995 3,098,227 - 56.2 1,403,719 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 56.84 per share. 30 Apr 2021 54,586 3,043,641 - 56.8 3,102,668 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 55.82 per share. 28 Apr 2021 16,753 3,196,040 - 55.8 935,152 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 54.08 per share. 28 Apr 2021 20,335 3,287,115 - 54.1 1,099,717 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 54.83 per share. 28 Apr 2021 47,911 3,239,204 - 54.8 2,626,960 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 55.66 per share. 28 Apr 2021 20,513 3,218,691 - 55.7 1,141,754 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 54.82 per share. 28 Apr 2021 5,898 3,212,793 - 54.8 323,328 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 56.60 per share. 28 Apr 2021 44,853 3,151,187 - 56.6 2,538,680 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 57.56 per share. 28 Apr 2021 27,965 3,123,222 - 57.6 1,609,665 Common Stock
Nina L. Richardson Director Sale of securities on an exchange or to another person at price $ 55.00 per share. 27 Apr 2021 4,000 10,386 - 55 220,000 Common Stock
Douglas J. Hughes Director Sale of securities on an exchange or to another person at price $ 55.00 per share. 27 Apr 2021 1,500 35,709 - 55 82,500 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 55.53 per share. 23 Apr 2021 35,377 3,308,361 - 55.5 1,964,485 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 54.66 per share. 23 Apr 2021 68,525 3,343,738 - 54.7 3,745,577 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 53.70 per share. 23 Apr 2021 28,813 3,412,263 - 53.7 1,547,258 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 54.16 per share. 23 Apr 2021 69,404 3,441,076 - 54.2 3,758,921 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 53.36 per share. 23 Apr 2021 108,004 3,510,480 - 53.4 5,763,093 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 52.29 per share. 23 Apr 2021 19,032 3,618,484 - 52.3 995,183 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 51.30 per share. 23 Apr 2021 16,265 3,637,516 - 51.3 834,395 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 50.25 per share. 23 Apr 2021 14,910 3,653,781 - 50.3 749,228 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 50.75 per share. 23 Apr 2021 17,384 3,668,691 - 50.8 882,238 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 49.28 per share. 23 Apr 2021 61,035 3,758,782 - 49.3 3,007,805 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 50.11 per share. 23 Apr 2021 72,707 3,686,075 - 50.1 3,643,348 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 56.21 per share. 23 Apr 2021 911 3,307,450 - 56.2 51,207 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 48.04 per share. 20 Apr 2021 6,134 3,912,557 - 48.0 294,677 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 49.01 per share. 20 Apr 2021 6,672 3,819,817 - 49.0 326,995 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 48.37 per share. 20 Apr 2021 78,402 3,826,489 - 48.4 3,792,305 Common Stock
Geoff Pardo Director Sale of securities on an exchange or to another person at price $ 47.97 per share. 20 Apr 2021 7,666 3,904,891 - 48.0 367,738 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Apr 2021 1,504 1,504 - 0 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Apr 2021 3,508 3,508 - 0 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Apr 2021 1,000,000 2,918,691 - 0 Common Stock
Christian Gormsen Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2021 50,800 50,800 - - Stock Option (Right to Buy)
Christian Gormsen Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2021 50,800 132,348 - 0 Common Stock
William Brownie Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 16,500 16,500 - - Stock Option (Right to Buy)
William Brownie Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 16,500 168,783 - 0 Common Stock
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 16,500 60,930 - 0 Common Stock
Adam Laponis Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 16,500 16,500 - - Stock Option (Right to Buy)
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 1,274,929 0 - - Series C Preferred Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 1,858,716 1,858,716 - - Common Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 1,426,354 3,285,070 - - Common Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 791,214 4,076,284 - - Common Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 699,163 4,775,447 - - Common Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 1,433,459 6,208,906 - - Common Stock
Joshua Makower Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 18.00 per share. 20 Oct 2020 311,111 6,520,017 - 18 5,599,998 Common Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 1,433,459 0 - - Series E Preferred Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 560,789 0 - - Series D Preferred Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 762,959 0 - - Series C-1 Preferred Stock
Joshua Makower Director, Ten Percent Owner 20 Oct 2020 546,532 0 - - Series B-1 Preferred Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 41,969 41,969 - - Common Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 2,664,502 2,664,502 - - Common Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 849,858 0 - - Series E Preferred Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 24,907 0 - - Series E Preferred Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 261,701 0 - - Series D Preferred Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 3,738 0 - - Series D Preferred Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 1,330,361 0 - - Series C Preferred Stock
Peter Tuxen Bisgaard Director 20 Oct 2020 11,086 0 - - Series C Preferred Stock
Peter Tuxen Bisgaard Director Purchase of securities on an exchange or from another person at price $ 18.00 per share. 20 Oct 2020 222,222 2,886,724 - 18 3,999,996 Common Stock
Nina L. Richardson Director 20 Oct 2020 1,869 0 - - Series D Preferred Stock
Nina L. Richardson Director 20 Oct 2020 14,386 14,386 - - Common Stock
Nina L. Richardson Director 20 Oct 2020 5,856 0 - - Series E Preferred Stock
Nina L. Richardson Director 20 Oct 2020 5,542 0 - - Series C Preferred Stock
Geoff Pardo Director 20 Oct 2020 3,685,358 0 - - Series E Preferred Stock
Geoff Pardo Director 20 Oct 2020 3,685,358 3,685,358 - - Common Stock
Geoff Pardo Director Purchase of securities on an exchange or from another person at price $ 18.00 per share. 20 Oct 2020 233,333 3,918,691 - 18 4,199,994 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner 20 Oct 2020 3,685,358 0 - - Series E Preferred Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 18.00 per share. 20 Oct 2020 233,333 3,918,691 - 18 4,199,994 Common Stock
Juliet Tammenoms Bakker Director, Ten Percent Owner 20 Oct 2020 3,685,358 3,685,358 - - Common Stock
Douglas J. Hughes Director 20 Oct 2020 37,209 37,209 - - Common Stock
Douglas J. Hughes Director 20 Oct 2020 33,259 0 - - Series C Preferred Stock
Christian Gormsen Director, President and CEO 20 Oct 2020 13,303 0 - - Series C Preferred Stock
Christian Gormsen Director, President and CEO 20 Oct 2020 14,882 81,548 - - Common Stock
William Brownie Chief Operating Officer 20 Oct 2020 6,200 152,283 - - Common Stock
William Brownie Chief Operating Officer 20 Oct 2020 5,542 0 - - Series C Preferred Stock
Adam Laponis Chief Financial Officer 20 Oct 2020 11,097 44,430 - - Common Stock
Adam Laponis Chief Financial Officer 20 Oct 2020 11,097 0 - - Series E Preferred Stock
David Wu Director 20 Oct 2020 135,374 0 - - Series A Preferred Stock
David Wu Director 20 Oct 2020 182,901 0 - - Series B-1 Preferred Stock
David Wu Director 20 Oct 2020 4,164 0 - - Series E Preferred Stock
David Wu Director 20 Oct 2020 18,691 0 - - Series D Preferred Stock
David Wu Director 20 Oct 2020 1,438,273 1,441,268 - - Common Stock
David Wu Director 20 Oct 2020 445,046 0 - - Series C-1 Preferred Stock
David Wu Director 20 Oct 2020 55,428 0 - - Series C Preferred Stock
David Wu Director Purchase of securities on an exchange or from another person at price $ 18.00 per share. 20 Oct 2020 111,111 1,552,379 - 18 1,999,998 Common Stock
Joshua Makower Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2020 6,666 6,666 - - Stock Option (Right to Buy)
Peter Tuxen Bisgaard Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2020 6,666 6,666 - - Stock Option (Right to Buy)
Geoff Pardo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2020 6,666 6,666 - - Stock Option (Right to Buy)
Juliet Tammenoms Bakker Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2020 6,666 6,666 - - Stock Option (Right to Buy)
David Wu Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2020 6,666 6,666 - - Stock Option (Right to Buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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